Vantage Capital Markets LLP

• Principal Place of Business

  30 Crown Place

  Floor 11

  London

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402039927645

  Web

  https://www.vcmllp.com

• Complaints Contact

  30 Crown Place

  Floor 11

  London

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402045151298

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Leslie Roberts

  IRN SLR01030

  • CF4 Partner (6 Nov 2006 to 23 Jan 2007)
  • CF26 Customer Trading (6 Nov 2006 to 23 Jan 2007)
• Simon Lucas Clowes

  IRN SLC01059

  • CF4 Partner (29 Jul 2005 to 26 Jul 2007)
  • CF27 Investment Management (29 Jul 2005 to 9 May 2007)
• Simon Mark Ormrod

  IRN SMO01043

  • [FCA CF] Material risk taker (31 Mar 2022 to 14 Jul 2023)
  • SMF27 Partner (25 Mar 2022 to 14 Jul 2023)
• Simon Omondi Abiero

  IRN SOA01024

  • CF30 Customer (7 Apr 2014 to 31 Jul 2014)
• Simona Casella

  IRN SXC01864

  • CF30 Customer (9 Feb 2009 to 31 Aug 2010)
• Simone Alfredo Garofalo

  IRN SAG01126

  • CF30 Customer (10 Feb 2012 to 29 May 2013)
• Smaila Camara

  IRN SXC01926

  • CF30 Customer (1 Nov 2007 to 24 Feb 2009)
  • CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
• Sophia Draper

  IRN SXD00283

  • [FCA CF] Client dealing (18 Jan 2021 to 31 Mar 2022)
• Sophie Rose Wilson

  IRN SRW01113

  • CF30 Customer (26 Sep 2011 to 20 Apr 2017)
• St John Walsh

  IRN SXW00865

  • [FCA CF] Client dealing (1 Mar 2024 to 11 Dec 2024)

• Faro Securities Limited (no longer appointed)

  FRN 1004309 · Appointed 25 Nov 2023 · Until 25 Nov 2024 · Tied agent

• HELIX SECURITIES LLP (no longer appointed)

  FRN 924773 · Appointed 18 Mar 2022 · Until 19 Feb 2025 · Tied agent

• VCM International Limited (no longer appointed)

  FRN 712610 · Appointed 3 Aug 2015 · Until 1 Sep 2021

No changes recorded yet.