Simon Leslie Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 4T Markets Limited (no longer approved here)

    FRN 624225

    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Dec 2020 to 30 Nov 2021)
  • Admiral Markets UK Ltd (no longer approved here)

    FRN 595450

    • CF1 Director (1 Jun 2017 to 26 Jul 2018)
  • Fortrade Limited (no longer approved here)

    FRN 609970

    • CF10a CASS Oversight function (22 Sep 2014 to 29 Jun 2015)
    • CF1 Director (17 Apr 2014 to 29 Jun 2015)
    • CF3 Chief Executive (17 Apr 2014 to 28 Apr 2015)
    • CF30 Customer (17 Apr 2014 to 29 Jun 2015)
  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • CF26 Customer Trading (6 Nov 2006 to 23 Jan 2007)
    • CF4 Partner (6 Nov 2006 to 23 Jan 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (19 Jul 2006 to 24 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.