4T Markets Limited

• Principal Place of Business

  Office 4.03

  80 Coleman Street

  London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442038193100

  Web

  https://www.4t.co.uk

• Complaints Contact

  Office 4.03

  80 Coleman Street

  London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442038193100

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew Dales

  IRN AXD02237

  • CF10a CASS Oversight function (8 Jun 2015 to 24 Dec 2015)
  • CF11 Money Laundering Reporting (30 Jan 2015 to 24 Dec 2015)
  • CF10 Compliance Oversight (30 Jan 2015 to 24 Dec 2015)
• Ashraf Sleiman Agha

  IRN ASA01094

  • SMF16 Compliance Oversight (23 Nov 2020 to 31 May 2022)
  • [PRA CF] Key function holder (23 Nov 2020 to 16 Dec 2022)
• Christoph Flefel

  IRN CXF01481

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 May 2022)
  • SMF16 Compliance Oversight (since 30 May 2022)
• David Andrew Rapp

  IRN DAR01194

  • CF11 Money Laundering Reporting (13 Jun 2018 to 3 Jun 2019)
  • CF10 Compliance Oversight (13 Jun 2018 to 3 Jun 2019)
  • CF1 Director (17 May 2016 to 3 Jun 2019)
  • CF30 Customer (17 May 2016 to 3 Jun 2019)
• Fabian Bennett

  IRN FFB01008

  • CF10 Compliance Oversight (9 Mar 2016 to 10 Dec 2017)
  • CF11 Money Laundering Reporting (9 Mar 2016 to 10 Dec 2017)
• Hamzeh Ajjour

  IRN HXA01253

  • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2023)
• Konstantinos Arapopoulos

  IRN KXA01281

  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • CF1 Director (3 Oct 2019 to 8 Dec 2019)
  • CF30 Customer (3 Oct 2019 to 8 Dec 2019)
• Panagiotis Petropoulos

  IRN PXP14137

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
• Rakan Marwan Mitri Ma'Ayeh

  IRN RXM00416

  • [PRA CF] Key function holder (2 Mar 2020 to 29 Mar 2022)
• Simon Leslie Roberts

  IRN SLR01030

  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Dec 2020 to 30 Nov 2021)

No changes recorded yet.