Vantage Capital Markets LLP

• Principal Place of Business

  30 Crown Place

  Floor 11

  London

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402039927645

  Web

  https://www.vcmllp.com

• Complaints Contact

  30 Crown Place

  Floor 11

  London

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402045151298

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick Deehan

  IRN PXD01485

  • CF30 Customer (1 Nov 2007 to 29 Jun 2012)
  • CF26 Customer Trading (11 Aug 2005 to 31 Oct 2007)
  • CF4 Partner (11 Aug 2005 to 26 Jul 2007)
• Patrick Macnamara

  IRN PXM01429

  • CF30 Customer (14 Mar 2013 to 16 Apr 2013)
• Patrick Paul Francois Asseman

  IRN PPA01007

  • CF30 Customer (19 May 2014 to 10 May 2016)
• Paul Alain Hubert Marie Van Den Boogaard

  IRN PAV01008

  • CF30 Customer (25 Jul 2016 to 8 Dec 2019)
  • CF21 Investment Adviser (29 Jul 2005 to 1 Aug 2005)
  • CF27 Investment Management (29 Jul 2005 to 1 Aug 2005)
  • CF4 Partner (29 Jul 2005 to 1 Aug 2005)
• Paul Anthony McGlynn

  IRN PAM01123

  • CF30 Customer (7 Jan 2013 to 20 Jan 2014)
• Paul Cottrell

  IRN PXC01699

  • SMF27 Partner (5 Jul 2022 to 3 Apr 2025)
  • [FCA CF] Material risk taker (2 Mar 2020 to 3 Mar 2025)
  • [FCA CF] Client dealing (2 Mar 2020 to 3 Mar 2025)
• Paul Deary

  IRN PXD01197

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Apr 2025)
  • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
• Paul Harris Shuman

  IRN PHS01024

  • SMF27 Partner (7 Mar 2020 to 9 Mar 2021)
  • CF30 Customer (12 Aug 2008 to 8 Dec 2019)
• Paul Joseph Burke

  IRN PJB01272

  • CF30 Customer (13 Apr 2015 to 7 Jul 2015)
• Paul Michael David Martin

  IRN PMM01053

  • CF30 Customer (29 Mar 2012 to 31 Jan 2013)

• Faro Securities Limited (no longer appointed)

  FRN 1004309 · Appointed 25 Nov 2023 · Until 25 Nov 2024 · Tied agent

• HELIX SECURITIES LLP (no longer appointed)

  FRN 924773 · Appointed 18 Mar 2022 · Until 19 Feb 2025 · Tied agent

• VCM International Limited (no longer appointed)

  FRN 712610 · Appointed 3 Aug 2015 · Until 1 Sep 2021

No changes recorded yet.