Vantage Capital Markets LLP

• Principal Place of Business

  30 Crown Place

  Floor 11

  London

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402039927645

  Web

  https://www.vcmllp.com

• Complaints Contact

  30 Crown Place

  Floor 11

  London

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402045151298

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke James Holman

  IRN LXH00208

  • [FCA CF] Client dealing (since 9 Dec 2024)
• Luwam Scorer

  IRN LXT01069

  • SMF27 Partner (23 Jun 2023 to 10 Jan 2025)
  • [FCA CF] Material risk taker (30 Sep 2022 to 9 Jan 2025)
  • [FCA CF] Client dealing (13 Sep 2021 to 9 Jan 2025)
  • CF30 Customer (1 Nov 2010 to 21 Apr 2011)
  • CF26 Customer Trading (28 Feb 2006 to 31 Oct 2007)
  • CF4 Partner (28 Feb 2006 to 26 Jul 2007)
• Marco Quaranta

  IRN MXQ01030

  • CF30 Customer (4 Apr 2012 to 6 Nov 2013)
• Maria Ana Khan

  IRN MXK01183

  • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
  • CF26 Customer Trading (12 Jul 2006 to 31 Oct 2007)
  • CF4 Partner (12 Jul 2006 to 26 Jul 2007)
• Maria Liliana Ruiz De Castroviejo Salas

  IRN MLR01063

  • CF30 Customer (26 Mar 2008 to 20 Mar 2009)
• Marion Charlotte Stephane Jezequel

  IRN MCJ01056

  • CF30 Customer (20 Sep 2010 to 31 Mar 2011)
• Marisa Smallman

  IRN MJC01257

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF4 Partner (11 Aug 2005 to 26 Jul 2007)
  • CF26 Customer Trading (11 Aug 2005 to 31 Oct 2007)
• Mark Harris

  IRN MXH01898

  • CF30 Customer (16 Jan 2013 to 16 Jul 2015)
• Mark Moses Taub

  IRN MMT00034

  • CF30 Customer (7 Apr 2010 to 15 Jun 2011)
• Mark Simon Smithers

  IRN MSS01124

  • CF30 Customer (5 Apr 2016 to 8 Jul 2016)
  • CF26 Customer Trading (23 Apr 2007 to 31 Oct 2007)
  • CF4 Partner (23 Apr 2007 to 26 Jul 2007)

• Faro Securities Limited (no longer appointed)

  FRN 1004309 · Appointed 25 Nov 2023 · Until 25 Nov 2024 · Tied agent

• HELIX SECURITIES LLP (no longer appointed)

  FRN 924773 · Appointed 18 Mar 2022 · Until 19 Feb 2025 · Tied agent

• VCM International Limited (no longer appointed)

  FRN 712610 · Appointed 3 Aug 2015 · Until 1 Sep 2021

No changes recorded yet.