Mark Harris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forte Securities Limited (no longer approved here)
FRN 478424
- [FCA CF] Client dealing (12 Nov 2021 to 22 Mar 2022)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (16 Jan 2013 to 16 Jul 2015)
Market Securities LLP (no longer approved here)
FRN 519097
- (156)Employed By (16 Feb 2012 to 31 Dec 2012)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (26 Jan 2009 to 31 Dec 2012)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (1 Nov 2007 to 22 Oct 2008)
- CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.