Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 7 Apr 2025)
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- SMF27 Partner (23 Jun 2023 to 10 Jan 2025)
- [FCA CF] Material risk taker (30 Sep 2022 to 9 Jan 2025)
- [FCA CF] Client dealing (13 Sep 2021 to 9 Jan 2025)
- CF30 Customer (1 Nov 2010 to 21 Apr 2011)
- CF26 Customer Trading (28 Feb 2006 to 31 Oct 2007)
- CF4 Partner (28 Feb 2006 to 26 Jul 2007)
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- CF21 Investment Adviser (13 Jan 2006 to 28 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.