Vantage Capital Markets LLP

• Principal Place of Business

  30 Crown Place

  Floor 11

  London

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402039927645

  Web

  https://www.vcmllp.com

• Complaints Contact

  30 Crown Place

  Floor 11

  London

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402045151298

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Conn Eugene O'Donoghue

  IRN CEO01012

  • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
  • CF26 Customer Trading (12 Mar 2007 to 31 Oct 2007)
  • CF4 Partner (12 Mar 2007 to 26 Jul 2007)
• Dallal Idital Bouchareb

  IRN DIB01029

  • [FCA CF] Client dealing (8 Nov 2022 to 27 Apr 2023)
• Daniel David Paul Kenneth Goodman

  IRN DDG01013

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2020)
  • CF30 Customer (21 Jul 2017 to 8 Dec 2019)
• Daniel Harman

  IRN DXH01625

  • CF30 Customer (11 Jan 2012 to 30 Apr 2014)
• Daniel Inda

  IRN DXI01028

  • [FCA CF] Client dealing (8 Jun 2022 to 1 Oct 2025)
• Daniel Jeremy Lacey

  IRN DXL77244

  • [FCA CF] Client dealing (11 Dec 2023 to 5 Mar 2025)
  • CF30 Customer (27 May 2022 to 17 Nov 2023)
• Daniel John Herbert

  IRN DJH01228

  • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
  • CF4 Partner (17 Feb 2006 to 26 Jul 2007)
  • CF26 Customer Trading (17 Feb 2006 to 31 Oct 2007)
• Daniel John Richard Banks

  IRN DJB01343

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (17 Jan 2006 to 31 Oct 2007)
  • CF4 Partner (17 Jan 2006 to 26 Jul 2007)
• Daniel Redszus

  IRN DXR01207

  • [FCA CF] Client dealing (9 Dec 2019 to 25 May 2023)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
  • CF21 Investment Adviser (29 Jul 2005 to 31 Oct 2007)
  • CF4 Partner (29 Jul 2005 to 26 Jul 2007)
• Daniel Sibson

  IRN DTS01041

  • CF30 Customer (12 Oct 2011 to 14 Jul 2015)

• Faro Securities Limited (no longer appointed)

  FRN 1004309 · Appointed 25 Nov 2023 · Until 25 Nov 2024 · Tied agent

• HELIX SECURITIES LLP (no longer appointed)

  FRN 924773 · Appointed 18 Mar 2022 · Until 19 Feb 2025 · Tied agent

• VCM International Limited (no longer appointed)

  FRN 712610 · Appointed 3 Aug 2015 · Until 1 Sep 2021

No changes recorded yet.