Daniel Harman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P (no longer approved here)
FRN 454814
- [FCA CF] Client dealing (4 Feb 2025 to 19 Dec 2025)
- CF30 Customer (24 Apr 2018 to 8 Dec 2019)
GFI Securities Limited (no longer approved here)
FRN 184801
- [FCA CF] Manager of certification employee (1 Feb 2022 to 4 Feb 2025)
- [FCA CF] Client dealing (1 Nov 2021 to 4 Feb 2025)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF30 Customer (17 Jul 2014 to 31 Dec 2015)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (17 Jul 2014 to 31 Dec 2015)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (11 Jan 2012 to 30 Apr 2014)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (16 Apr 2010 to 12 Dec 2011)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF26 Customer Trading (14 Jun 2005 to 23 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.