Daniel John Richard Banks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (17 Jan 2006 to 31 Oct 2007)
    • CF4 Partner (17 Jan 2006 to 26 Jul 2007)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 25 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.