Van Lanschot Kempen Investment Management (UK) Ltd

• Principal Place of Business

  20 Gracechurch Street

  London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +4402036369400

  Web

  https://www.vanlanschotkempen.com

• Complaints Contact

  20 Gracechurch Street

  London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +4402036369400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Naomi Errity

  IRN NXE25549

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Sep 2025)
  • SMF16 Compliance Oversight (since 24 Jul 2024)
• Neil Dunn

  IRN NXD01071

  • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Feb 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 9 Feb 2006)
  • CF13 Finance (1 Dec 2001 to 9 Feb 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 9 Feb 2006)
  • CF27 Investment Management (1 Dec 2001 to 9 Feb 2006)
• Neil Stuart Veitch

  IRN NSV01004

  • CF27 Investment Management (1 Dec 2001 to 20 Jan 2006)
• Nicholas David Clapp

  IRN NDC01084

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2022)
• Nicholas Flanagan

  IRN NXF01367

  • [FCA CF] Client dealing (15 Apr 2025 to 15 Oct 2025)
• Nikesh Patel

  IRN NXP01395

  • SMF3 Executive Director (since 1 Nov 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Panashe Bera

  IRN PXB00612

  • [FCA CF] Client dealing (1 Sep 2023 to 17 Nov 2024)
• Patrick Michael Race

  IRN PMR01042

  • [FCA CF] Manager of certification employee (since 2 Feb 2026)
  • [FCA CF] Client dealing (since 3 Feb 2025)
• Paulus Albertus Maria Gerla

  IRN PAG01175

  • CF2 Non Executive Director (28 Apr 2005 to 10 Apr 2018)
• Petrus Hendrik Wilhelmus Maria Van Shaik

  IRN PHV01007

  • CF2 Non Executive Director (18 Mar 2003 to 23 Apr 2008)

No changes recorded yet.