VALIDUS RISK MANAGEMENT LIMITED

• Principal Place of Business

  Parkside

  33-39 Sheet Street

  Windsor

  Berkshire

  SL4 1BY

  UNITED KINGDOM

  Phone

  +4401753386548

  Web

  https://validusrm.com

• Complaints Contact

  Parkside

  33-39 Sheet Street

  Windsor

  Berkshire

  SL4 1BY

  UNITED KINGDOM

  Phone

  +447814128857

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Harun Thilak Shanthakumar

  IRN HXS00347

  • [FCA CF] Client dealing (since 6 Feb 2023)
• James Sebastian

  IRN JXS02116

  • CF30 Customer (27 Jul 2018 to 19 Jul 2019)
• Jeremy Waite Carrier

  IRN JXC01126

  • [FCA CF] Client dealing (27 Feb 2023 to 11 Nov 2025)
• Jesus Cabra Guisasola

  IRN JXC16242

  • [FCA CF] Client dealing (16 Apr 2021 to 13 Jan 2023)
  • CF30 Customer (21 Jun 2019 to 8 Dec 2019)
• Jordan Kennedy Sanford

  IRN JXS04337

  • [FCA CF] Client dealing (since 6 Oct 2025)
• Joshua Ashmore

  IRN JXA00224

  • [FCA CF] Client dealing (9 Nov 2020 to 16 Apr 2021)
• Joyce Keunen

  IRN JXK00484

  • [FCA CF] Client dealing (since 10 Jan 2023)
• Julie Lalonde

  IRN JXL00651

  • Director of firm who is not a certification employee or a SMF manager (13 Mar 2023 to 8 May 2025)
• Kevin Dominic Lester

  IRN KDL01022

  • [FCA CF] Material risk taker (since 16 Apr 2021)
  • [FCA CF] Client dealing (since 16 Apr 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (29 Sep 2022 to 9 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Apr 2022 to 9 Jul 2025)
  • CF3 Chief Executive (20 Jul 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Jul 2012 to 8 Jun 2017)
  • CF10 Compliance Oversight (20 Jul 2012 to 8 Jun 2017)
  • CF30 Customer (6 Sep 2011 to 8 Dec 2019)
  • CF1 Director (6 Sep 2011 to 8 Dec 2019)
• Luke Leggett

  IRN LXL00241

  • [FCA CF] Client dealing (since 30 Jun 2023)

No changes recorded yet.