James Sebastian

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

USS Investment Management Limited (no longer approved here)
FRN 564285
- [FCA CF] Client dealing (12 Feb 2020 to 29 Nov 2024)
VALIDUS RISK MANAGEMENT LIMITED (no longer approved here)
FRN 555972
- CF30 Customer (27 Jul 2018 to 19 Jul 2019)
FMR Investment Management (UK) Limited (no longer approved here)
FRN 476031
- CF30 Customer (14 Apr 2015 to 16 Nov 2017)
Principal Global Investors (Europe) Limited (no longer approved here)
FRN 191120
- CF30 Customer (1 Nov 2007 to 30 Jun 2011)
- CF21 Investment Adviser (13 Feb 2007 to 31 Oct 2007)
- CF26 Customer Trading (28 Nov 2005 to 13 Feb 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.