VALIDUS RISK MANAGEMENT LIMITED

• Principal Place of Business

  Parkside

  33-39 Sheet Street

  Windsor

  Berkshire

  SL4 1BY

  UNITED KINGDOM

  Phone

  +4401753386548

  Web

  https://validusrm.com

• Complaints Contact

  Parkside

  33-39 Sheet Street

  Windsor

  Berkshire

  SL4 1BY

  UNITED KINGDOM

  Phone

  +447814128857

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alain Laurence Smith

  IRN ALS01086

  • [FCA CF] Client dealing (since 12 Dec 2022)
• Alexander Dominic MacAndrew

  IRN ADM01201

  • CF30 Customer (10 Apr 2017 to 26 Apr 2018)
• Alexander Haigh

  IRN AXH02355

  • CF30 Customer (9 Nov 2012 to 5 Apr 2017)
• Amy Vaughan

  IRN AXV00065

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Apr 2021)
• Andreas Ierodiaconou

  IRN AXL00230

  • [FCA CF] Client dealing (9 Dec 2020 to 21 Jan 2022)
• Andrew Robert James Stewart

  IRN ARS01133

  • CF30 Customer (14 Jun 2017 to 5 Sep 2018)
• Andrew Waldele

  IRN AXW00334

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2022)
• Andriana Goudis

  IRN AXG00328

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Apr 2021)
• Ashley Young

  IRN AXY01283

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Apr 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Mar 2022)
  • CF10 Compliance Oversight (30 May 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (30 May 2017 to 8 Dec 2019)
• Axel Jacobsen

  IRN AXJ00167

  • [FCA CF] Client dealing (9 Dec 2020 to 1 Feb 2022)

No changes recorded yet.