Date authorised
31 March 2013
Companies House
07140753
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Parkside
    33-39 Sheet Street
    Windsor
    Berkshire
    SL4 1BY
    UNITED KINGDOM
    Phone
    +4401753386548
  • Complaints Contact

    Parkside
    33-39 Sheet Street
    Windsor
    Berkshire
    SL4 1BY
    UNITED KINGDOM
    Phone
    +447814128857

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lydia Bates

    IRN LXB00769

    • [FCA CF] Client dealing (since 13 Jan 2025)
  • Marc Peter Cogliatti

    IRN MPC01125

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Apr 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Apr 2021)
    • CF30 Customer (1 Dec 2012 to 8 Dec 2019)
  • Marilia Carvalho Shewchenko

    IRN MXC03311

    • CF30 Customer (6 Apr 2017 to 8 Dec 2019)
  • Mario Mattia Milani

    IRN MXM01102

    • [FCA CF] Client dealing (13 Mar 2023 to 29 Aug 2025)
  • Matthew Lee

    IRN MXL00794

    • [FCA CF] Client dealing (since 24 Sep 2025)
  • Mihaela Dolbinska

    IRN MXD00722

    • [FCA CF] Client dealing (since 16 Jun 2025)
  • Nick Jarvis Ashford

    IRN NJA01033

    • [FCA CF] Material risk taker (22 Oct 2021 to 31 May 2022)
    • [FCA CF] Significant management (22 Oct 2021 to 31 May 2022)
  • Nicola Kristina Smith

    IRN NXS10394

    • [FCA CF] Client dealing (24 Feb 2025 to 19 May 2025)
  • Nirvani Sookdeo

    IRN NXS00218

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Apr 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Apr 2021)
  • Pamela Youssef

    IRN PXY00016

    • [FCA CF] Client dealing (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.