VALIDUS RISK MANAGEMENT LIMITED

• Principal Place of Business

  Parkside

  33-39 Sheet Street

  Windsor

  Berkshire

  SL4 1BY

  UNITED KINGDOM

  Phone

  +4401753386548

  Web

  https://validusrm.com

• Complaints Contact

  Parkside

  33-39 Sheet Street

  Windsor

  Berkshire

  SL4 1BY

  UNITED KINGDOM

  Phone

  +447814128857

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Philip Spencer Robson

  IRN PXR00196

  • SMF9 Chair of the Governing Body (1 Jul 2021 to 31 Jan 2025)
• Philippe Miller

  IRN PXM00562

  • [FCA CF] Client dealing (10 Jan 2023 to 4 Jul 2025)
• Phillip John Pearce

  IRN PXP00188

  • [FCA CF] Client dealing (25 Aug 2021 to 23 Sep 2022)
• Pierre Roke

  IRN PXR00356

  • [FCA CF] Client dealing (since 30 Jun 2023)
• Pushkar Gondane

  IRN PXG00503

  • [FCA CF] Client dealing (since 16 Jul 2025)
• Richard Hall

  IRN RXH02277

  • [FCA CF] Manager of certification employee (6 Jan 2020 to 31 Dec 2021)
  • [FCA CF] Material risk taker (6 Jan 2020 to 16 Apr 2021)
  • [FCA CF] Significant management (6 Jan 2020 to 16 Apr 2021)
  • [FCA CF] Client dealing (6 Jan 2020 to 31 Dec 2021)
• Robert John Munro

  IRN RJM01209

  • CF1 Director (6 Sep 2011 to 12 Jul 2012)
  • CF3 Chief Executive (6 Sep 2011 to 12 Jul 2012)
  • CF30 Customer (6 Sep 2011 to 12 Jul 2012)
  • CF10 Compliance Oversight (6 Sep 2011 to 12 Jul 2012)
  • CF11 Money Laundering Reporting (6 Sep 2011 to 12 Jul 2012)
• Robert Stephen Mertens

  IRN RXM01218

  • [FCA CF] Client dealing (since 1 Sep 2025)
• Rochelle Fermin Vaz

  IRN RXV00062

  • [FCA CF] Client dealing (since 5 Oct 2021)
• Ross Humphrey

  IRN RXH00315

  • [FCA CF] Significant management (20 Apr 2020 to 16 Apr 2021)

No changes recorded yet.