Vale Independent Financial Advisers Limited

• Principal Place of Business

  4 Ely Valley Road

  Talbot Green

  Rhondda Cynon Taff

  CF72 8AL

  UNITED KINGDOM

  Phone

  +4401443227727

  Web

  https://www.valeifa.com

• Complaints Contact

  Vale Independent Financial Advisers

  Ely Valley Road

  Talbot Green

  Pontyclun

  Rhondda Cynon Taf

  CF72 8AL

  UNITED KINGDOM

  Phone

  +447590808002

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Nash

  IRN AXN00026

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2020)
  • [FCA CF] Manager of certification employee (7 Oct 2020 to 8 Oct 2020)
  • [FCA CF] Significant management (7 Oct 2020 to 8 Oct 2020)
  • SMF3 Executive Director (9 Dec 2019 to 25 Feb 2026)
  • CF1 Director (6 Feb 2009 to 8 Dec 2019)
  • CF30 Customer (6 Feb 2009 to 8 Dec 2019)
• Anthony Arthur Gunning

  IRN AAG00006

  • CF1 Director (6 Feb 2009 to 28 Mar 2011)
  • CF30 Customer (6 Feb 2009 to 28 Mar 2011)
• Geoffrey Gilbert Pengilley

  IRN GGP01016

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2020)
  • [FCA CF] Client dealing (since 7 Oct 2020)
  • CF30 Customer (18 Feb 2009 to 8 Dec 2019)
• Grantley Latimer Harris

  IRN GLH00014

  • CF30 Customer (25 Jan 2012 to 28 Dec 2012)
• Ian David Chiplin

  IRN IDC00011

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2020)
  • CF30 Customer (7 Nov 2011 to 8 Dec 2019)
• Jon Emlyn Perry

  IRN JEP00010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2020)
  • CF30 Customer (13 Jan 2014 to 8 Dec 2019)
• Jonathan Mark Webber

  IRN JMW00041

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2020)
  • [FCA CF] Client dealing (since 7 Oct 2020)
  • CF30 Customer (1 Nov 2011 to 8 Dec 2019)
• Joseph Alexander Nash

  IRN JXN13675

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2020)
  • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
• Kevin Davies

  IRN KXD00034

  • CF30 Customer (6 Feb 2009 to 9 Jul 2012)
  • CF1 Director (6 Feb 2009 to 7 Feb 2012)
• Oliver Stephen Harris

  IRN OSH01003

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 7 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2020)
  • CF30 Customer (14 Aug 2015 to 8 Dec 2019)

• Mark Davies (no longer appointed)

  FRN 584365 · Appointed 9 Jul 2012 · Until 23 Dec 2013

No changes recorded yet.