Andrew Nash

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vale Independent Financial Advisers Limited

    FRN 491461

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 7 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2020)
    • [FCA CF] Significant management (7 Oct 2020 to 8 Oct 2020)
    • [FCA CF] Manager of certification employee (7 Oct 2020 to 8 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 25 Feb 2026)
    • CF30 Customer (6 Feb 2009 to 8 Dec 2019)
    • CF1 Director (6 Feb 2009 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 7 Jan 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.