UTI International Limited

• Principal Place of Business

  120 New Cavendish Street

  London

  W1W 6XX

  UNITED KINGDOM

  Phone

  +442033710303

  Web

  https://www.utifunds.com

• Complaints Contact

  120 New Cavendish Street

  London

  W1W 6XX

  UNITED KINGDOM

  Phone

  +442033710303

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrés Fabrizio Salcedo

  IRN AXS00795

  • [FCA CF] Client dealing (9 Mar 2020 to 1 Mar 2024)
• Ashwani Kumar Singh

  IRN AKS01097

  • CF11 Money Laundering Reporting (13 May 2009 to 31 Jul 2010)
  • CF29 Significant management (13 May 2009 to 31 Jul 2010)
  • CF30 Customer (13 May 2009 to 31 Jul 2010)
  • CF10 Compliance Oversight (13 May 2009 to 31 Jul 2010)
• Benjamin William Hayward

  IRN BXH24894

  • SMF19 Head of Overseas Branch/Head of Overseas (22 Mar 2022 to 20 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2022)
  • CF30 Customer (28 Nov 2019 to 8 Dec 2019)
• Emma Williams

  IRN EXW00220

  • SMF19 Head of Overseas Branch/Head of Overseas (since 22 Dec 2022)
  • [FCA CF] Client dealing (since 25 Nov 2022)
• Gajendra Kothari

  IRN GXK01193

  • CF3 Chief Executive (22 Jul 2008 to 1 Jan 2009)
  • CF10 Compliance Oversight (22 Jul 2008 to 1 Jan 2009)
  • CF11 Money Laundering Reporting (22 Jul 2008 to 1 Jan 2009)
  • CF30 Customer (1 Nov 2007 to 17 May 2010)
  • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
• Gaurav Maleri

  IRN GXM01750

  • CF30 Customer (19 Aug 2010 to 11 Jan 2019)
• Gazala Khan

  IRN GXK01260

  • CF10 Compliance Oversight (8 Sep 2010 to 1 Feb 2012)
  • CF11 Money Laundering Reporting (8 Sep 2010 to 1 Feb 2012)
  • CF30 Customer (8 Sep 2010 to 1 Feb 2012)
• Gopalakrishnan Pradeepkumar

  IRN GXP01118

  • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Mar 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 22 Mar 2004)
  • CF3 Chief Executive (1 Dec 2001 to 22 Mar 2004)
• Krishna Prakash Jethwa

  IRN KXJ00149

  • [FCA CF] Client dealing (10 Mar 2023 to 30 Mar 2025)
• Narendra Madhusudan Joshi

  IRN NMJ01022

  • CF10 Compliance Oversight (1 Nov 2006 to 19 Jul 2008)
  • CF8 Apportionment and Oversight (1 Nov 2006 to 31 Oct 2007)
  • CF1 Director (25 Nov 2004 to 19 Jul 2008)
  • CF3 Chief Executive (25 Nov 2004 to 19 Jul 2008)

No changes recorded yet.