UTI International Limited

Date authorised
1 April 2013
Companies House
FC020397
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    120 New Cavendish Street
    London
    W1W 6XX
    UNITED KINGDOM
    Phone
    +442033710303
    Web
    https://www.utifunds.com

  • Complaints Contact

    120 New Cavendish Street
    London
    W1W 6XX
    UNITED KINGDOM
    Phone
    +442033710303

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Praveen Jagwani

    IRN PXJ01252

    • SMF19 Head of Overseas Branch/Head of Overseas (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (25 May 2012 to 8 Dec 2019)
    • CF30 Customer (25 May 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 May 2012 to 8 Dec 2019)
    • CF3 Chief Executive (31 Mar 2011 to 8 Dec 2019)
    • CF1 Director (31 Mar 2011 to 8 Dec 2019)
  • Sandrine Hadrys

    IRN SXH02072

    • SMF19 Head of Overseas Branch/Head of Overseas (28 Apr 2020 to 17 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2024)
    • CF30 Customer (2 Feb 2018 to 8 Dec 2019)
  • Sree Ramachandra Murthy Dasaka

    IRN SRD01054

    • CF10 Compliance Oversight (1 Dec 2001 to 10 Nov 2005)
  • Tarun Ghulati

    IRN TXG01233

    • CF11 Money Laundering Reporting (18 Feb 2009 to 13 May 2009)
    • CF1 Director (18 Feb 2009 to 16 Feb 2011)
    • CF10 Compliance Oversight (18 Feb 2009 to 13 May 2009)
    • CF3 Chief Executive (18 Feb 2009 to 16 Feb 2011)
    • CF30 Customer (18 Feb 2009 to 16 Feb 2011)
  • Unnikrishnan Chowallur

    IRN UXC01012

    • CF10 Compliance Oversight (4 Feb 2004 to 30 Nov 2006)
    • CF21 Investment Adviser (4 Feb 2004 to 30 Nov 2006)
    • CF3 Chief Executive (4 Feb 2004 to 30 Nov 2006)
    • CF1 Director (4 Feb 2004 to 30 Nov 2006)
  • Vineet Raj Sharma

    IRN VRS01001

    • CF30 Customer (12 May 2009 to 15 Nov 2009)
  • Wisdom Chukwudumebi Odili

    IRN WXO00030

    • [FCA CF] Client dealing (10 Mar 2023 to 18 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.