Tarun Ghulati

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

P3 Wealth Ltd (no longer approved here)
FRN 806934
- SMF3 Executive Director (4 Apr 2022 to 17 Jun 2024)
UTI International Limited (no longer approved here)
FRN 183361
- CF1 Director (18 Feb 2009 to 16 Feb 2011)
- CF10 Compliance Oversight (18 Feb 2009 to 13 May 2009)
- CF3 Chief Executive (18 Feb 2009 to 16 Feb 2011)
- CF30 Customer (18 Feb 2009 to 16 Feb 2011)
- CF11 Money Laundering Reporting (18 Feb 2009 to 13 May 2009)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (10 Oct 2008 to 19 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.