Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UTI International Limited (no longer approved here)

    FRN 183361

    • CF10 Compliance Oversight (22 Jul 2008 to 1 Jan 2009)
    • CF11 Money Laundering Reporting (22 Jul 2008 to 1 Jan 2009)
    • CF3 Chief Executive (22 Jul 2008 to 1 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 17 May 2010)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.