USS Investment Management Limited

• Principal Place of Business

  6th Floor

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +4402079720300

  Web

  https://www.uss.co.uk

• Complaints Contact

  6th Floor

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +4402039857481

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Metcalf

  IRN RXM01661

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
  • SMF10 Chair of the Risk Committee (28 Oct 2024 to 1 Apr 2026)
  • SMF11 Chair of the Audit Committee (28 Oct 2024 to 1 Apr 2026)
  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2024 to 2 Apr 2025)
  • SMF4 Chief Risk (27 Feb 2020 to 13 Jul 2020)
• Robbie Gillies Henderson

  IRN RGH01098

  • CF30 Customer (7 Aug 2017 to 8 Dec 2019)
• Robert Andrew Fox-Simms

  IRN RXF00210

  • [FCA CF] Client dealing (since 1 Apr 2023)
  • [FCA CF] Manager of certification employee (10 Jun 2022 to 7 Feb 2025)
• Robert Lewis Toffel

  IRN RLT01035

  • [FCA CF] Client dealing (12 Mar 2020 to 20 Sep 2022)
• Robert Mark Rees

  IRN RMR01043

  • CF30 Customer (5 Sep 2012 to 12 Apr 2013)
• Robert William Horsnall

  IRN RWH01175

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
• Roger Charles Banks

  IRN RXB00650

  • [FCA CF] Significant management (since 6 Jun 2022)
• Roger Michael Gray

  IRN RMG01115

  • CF3 Chief Executive (5 Sep 2012 to 30 Sep 2019)
  • CF1 Director (5 Sep 2012 to 30 Sep 2019)
  • CF30 Customer (5 Sep 2012 to 30 Sep 2019)
• Ross Christopher Sterling

  IRN RCS01162

  • CF30 Customer (3 Feb 2014 to 8 Dec 2019)
• Roy Charles Gillson

  IRN RCG01031

  • CF2 Non Executive Director (5 Sep 2012 to 26 Mar 2013)

No changes recorded yet.