U.S. Bank Europe DAC

• Principal Place of Business

  U.S. Bank Europe DAC, UK Branch

  125 Old Broad Street

  City of London

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +447795932840

  Web

  https://www.elavon.co.uk

• Complaints Contact

  U.S. Bank Europe DAC, UK Branch

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +447795932840

• Bank Deposits

  For Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Maura McGrath

  IRN MXM04617

  • [FCA CF] Material risk taker (since 9 Jul 2025)
• Maureen Stanley

  IRN MXS02761

  • SMF4 Chief Risk (since 11 Sep 2023)
• Michael Whelan

  IRN MXW01301

  • [FCA CF] Material risk taker (7 Mar 2016 to 15 Jul 2022)
• Pauline McCaughley

  IRN PXM00557

  • [FCA CF] Material risk taker (since 16 Dec 2022)
• Rajinder James

  IRN RXJ00232

  • [FCA CF] Material risk taker (16 Dec 2022 to 17 May 2024)
• Rimmel Patel

  IRN RXP00758

  • [FCA CF] CASS oversight function (since 7 Nov 2025)
• Rosemary O'Doherty

  IRN RXO01277

  • SMF19 Head of Overseas Branch/Head of Overseas (since 11 Sep 2023)
• Ross Beasley

  IRN RXB01066

  • [FCA CF] Material risk taker (since 3 Jun 2025)
• Shaun Patrick Boyle

  IRN SXB01307

  • SMF24 Chief Operations (since 11 Sep 2023)
• Simon Mark Haslam

  IRN SMH01216

  • CF9 EEA Investment Business Oversight (26 Mar 2008 to 5 Aug 2008)

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