Rosemary O'Doherty

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

U.S. Bank Europe DAC
FRN 462132
- SMF19 Head of Overseas Branch/Head of Overseas (since 11 Sep 2023)
EFG Private Bank Limited (no longer approved here)
FRN 144036
- SMF24 Chief Operations (9 Mar 2018 to 31 May 2019)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 9 Mar 2018)
- CF29 Significant management (14 Sep 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.