U.S. Bank Europe DAC

• Principal Place of Business

  U.S. Bank Europe DAC, UK Branch

  125 Old Broad Street

  City of London

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +447795932840

  Web

  https://www.elavon.co.uk

• Complaints Contact

  U.S. Bank Europe DAC, UK Branch

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +447795932840

• Bank Deposits

  For Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Abigail Kennedy

  IRN AXK00628

  • [FCA CF] Material risk taker (since 16 Dec 2022)
• Anatoly Sorin

  IRN AXS00250

  • [FCA CF] Material risk taker (7 Mar 2016 to 9 Dec 2021)
• Brian Curran

  IRN BXC00295

  • [FCA CF] Material risk taker (16 Dec 2022 to 9 Jun 2023)
• Brian Kavanagh

  IRN BXK00264

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2026)
• Christopher Anthony

  IRN CXA01264

  • CF11 Money Laundering Reporting (16 Mar 2007 to 6 Mar 2016)
• Christopher Barrett

  IRN CXB01757

  • CF9 EEA Investment Business Oversight (24 Apr 2007 to 28 Jan 2008)
• Dara Rothwell

  IRN DXR00414

  • SMF7 Group Entity Senior Manager (24 Mar 2021 to 31 Mar 2023)
• David Harte

  IRN DXH00775

  • SMF16 Compliance Oversight (since 5 Feb 2024)
• Declan Lynch

  IRN DXL00430

  • SMF7 Group Entity Senior Manager (since 11 Sep 2023)
• Eavan Garvey

  IRN EXG00170

  • [FCA CF] Material risk taker (15 Dec 2022 to 6 Mar 2025)

No changes recorded yet.