U.S. Bank Europe DAC

• Principal Place of Business

  U.S. Bank Europe DAC, UK Branch

  125 Old Broad Street

  City of London

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +447795932840

  Web

  https://www.elavon.co.uk

• Complaints Contact

  U.S. Bank Europe DAC, UK Branch

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +447795932840

• Bank Deposits

  For Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Edmond Francis Leedham

  IRN EFL01007

  • [FCA CF] Material risk taker (since 7 Mar 2016)
• Eoin Casey

  IRN EXC00345

  • SMF24 Chief Operations (since 9 Jan 2024)
• Eva Paredes Montejo

  IRN EXP00211

  • [FCA CF] Material risk taker (since 31 Aug 2023)
• Federico Gaffney

  IRN FXG00097

  • [FCA CF] Material risk taker (since 31 Oct 2023)
• Frank Nicholl

  IRN FXN00033

  • SMF5 Head of Internal Audit (since 11 Sep 2023)
• Gilda Pender

  IRN GXP00327

  • SMF24 Chief Operations (since 11 Sep 2023)
• Hemlata Narasimhan

  IRN HXN00101

  • SMF7 Group Entity Senior Manager (since 11 Sep 2023)
• James Stephen King

  IRN JSK01080

  • [FCA CF] Material risk taker (7 Mar 2016 to 16 Dec 2022)
• Josephine Belinda Murray

  IRN JBM01130

  • [FCA CF] Manager of certification employee (since 7 Nov 2025)
  • [FCA CF] CASS oversight function (7 Nov 2025 to 8 Nov 2025)
  • [FCA CF] Material risk taker (10 Dec 2018 to 16 Dec 2022)
• Laurence Griffiths

  IRN LXG00049

  • [FCA CF] Material risk taker (7 Mar 2016 to 16 Dec 2022)

No changes recorded yet.