U.S. Bank Europe DAC

• Principal Place of Business

  U.S. Bank Europe DAC, UK Branch

  125 Old Broad Street

  City of London

  London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +447795932840

  Web

  https://www.elavon.co.uk

• Complaints Contact

  U.S. Bank Europe DAC, UK Branch

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +447795932840

• Bank Deposits

  For Professional, Deposit

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Simon Tune

  IRN SXT00657

  • [FCA CF] Material risk taker (since 31 Jan 2024)
• Stephen Groarke

  IRN SXG00301

  • SMF2 Chief Finance (since 11 Sep 2023)
• Tom Cubitt

  IRN TXC01473

  • SMF7 Group Entity Senior Manager (since 11 Sep 2023)
  • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 11 Sep 2023)
  • CF29 Significant management (14 May 2014 to 6 Mar 2016)
• Tomas O'Shea

  IRN TXO00132

  • SMF7 Group Entity Senior Manager (11 Sep 2023 to 1 May 2025)
• Voirrey Belton

  IRN VXB00114

  • [FCA CF] Material risk taker (since 16 Dec 2022)
• William Michael Jon Newton

  IRN WMN00007

  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jun 2016 to 26 Jun 2017)
• Wilma Josta Morris

  IRN WJM01124

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Nov 2017)
• Yuko Fujio

  IRN YXF61623

  • SMF16 Compliance Oversight (11 Sep 2023 to 12 Dec 2023)

No changes recorded yet.