UPTEL Limited

Date authorised
1 April 2013
Companies House
06018232
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Newbiggen Street
    Thaxted
    Dunmow
    Essex
    CM6 2QS
    UNITED KINGDOM
    Phone
    +4401371831444

  • Complaints Contact

    21 Newbiggen Street
    Thaxted
    Dunmow
    Essex
    CM6 2QS
    UNITED KINGDOM
    Phone
    +4401371831444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

  • Runs Personal Pensions

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter John Banks Green

    IRN PJG01166

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 8 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
  • Simon Terry Banks Green

    IRN STG01031

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Apr 2007 to 8 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
  • Terence John Green

    IRN TJG00001

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.