Peter John Banks Green

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T.J. GREEN (FINANCIAL SERVICES) LIMITED

    FRN 191246

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2013)
    • CF1 Director (22 Mar 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Feb 2004 to 24 Nov 2005)
  • UPTEL Limited

    FRN 462090

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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