Simon Terry Banks Green

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T.J. GREEN (FINANCIAL SERVICES) LIMITED

    FRN 191246

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2013)
    • CF1 Director (8 Feb 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jan 2003 to 14 Jan 2004)
  • UPTEL Limited

    FRN 462090

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Apr 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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