Unity Trust Bank Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Unit

Senior staff personally approved by the FCA to hold their roles here.

Graham Dow
IRN GXD00272
- Director of firm who is not a certification employee or a SMF manager (28 Jul 2022 to 31 Dec 2023)
Graham John Melmoth
IRN GJM01093
- CF2 Non Executive Director (1 Dec 2001 to 16 May 2003)
Graham Roy Bennett
IRN GRB01057
- CF2 Non Executive Director (1 Dec 2001 to 22 May 2015)
Gray Tavener
IRN GXT00342
- [FCA CF] Significant management (since 15 Dec 2025)
Heather Brown
IRN HJB01054
- CF1 Director (10 Aug 2006 to 10 Jan 2011)
Ian Alderton
IRN IXA28223
- [FCA CF] Significant management (15 Nov 2019 to 31 Dec 2020)
Ian Angus Sim
IRN IAS01042
- CF1 Director (1 Dec 2001 to 31 Aug 2005)
- CF3 Chief Executive (1 Dec 2001 to 31 Aug 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Aug 2005)
Ian David Morrison
IRN IDM01052
- CF29 Significant management (29 Jun 2015 to 6 Nov 2015)
- CF28 Systems and controls (1 Nov 2007 to 2 Feb 2011)
- CF10 Compliance Oversight (28 Dec 2005 to 2 Feb 2011)
- CF11 Money Laundering Reporting (28 Dec 2005 to 2 Feb 2011)
- CF1 Director (1 Dec 2001 to 29 Jun 2015)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
Ian Duncan Wardle
IRN IDW01041
- CF1 Director (17 May 2006 to 10 Jan 2011)
Innocent Mutindi
IRN IXM00304
- [FCA CF] Significant management (since 7 Feb 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.