Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unity Trust Bank Plc (no longer approved here)

    FRN 204570

    • CF29 Significant management (29 Jun 2015 to 6 Nov 2015)
    • CF28 Systems and controls (1 Nov 2007 to 2 Feb 2011)
    • CF10 Compliance Oversight (28 Dec 2005 to 2 Feb 2011)
    • CF11 Money Laundering Reporting (28 Dec 2005 to 2 Feb 2011)
    • CF1 Director (1 Dec 2001 to 29 Jun 2015)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.