Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF29 Significant management (29 Jun 2015 to 6 Nov 2015)
- CF28 Systems and controls (1 Nov 2007 to 2 Feb 2011)
- CF10 Compliance Oversight (28 Dec 2005 to 2 Feb 2011)
- CF11 Money Laundering Reporting (28 Dec 2005 to 2 Feb 2011)
- CF1 Director (1 Dec 2001 to 29 Jun 2015)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.