Unity Trust Bank Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Unit

Senior staff personally approved by the FCA to hold their roles here.

James Walter George Gunner
IRN JWG01033
- SMF11 Chair of the Audit Committee (7 Mar 2016 to 1 Oct 2019)
- SMF10 Chair of the Risk Committee (7 Mar 2016 to 20 May 2022)
- CF2 Non Executive Director (17 Jul 2015 to 6 Mar 2016)
Janice Rose Molloy
IRN JRG01091
- CF2 Non Executive Director (1 Mar 2002 to 31 Oct 2004)
Jeremy Paul Wagg
IRN JPW01102
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Jun 2006)
- CF1 Director (6 Dec 2001 to 30 Jun 2006)
Joanne Tanner
IRN JXT43493
- [FCA CF] Significant management (17 Sep 2018 to 19 Mar 2019)
John Eatwell
IRN JXE01343
- Director of firm who is not a certification employee or a SMF manager (since 28 Nov 2024)
John Hannett
IRN JXH01923
- CF2 Non Executive Director (21 Jan 2005 to 15 Jun 2012)
John Peter Kelly
IRN JPK01080
- CF29 Significant management (29 Jun 2015 to 10 Aug 2015)
- CF1 Director (8 Mar 2013 to 29 Jun 2015)
John Richard Youd
IRN JRY01007
- CF2 Non Executive Director (1 Dec 2001 to 15 Jun 2012)
John Walter Edmonds
IRN JWE01023
- CF2 Non Executive Director (1 Dec 2001 to 9 May 2004)
John William Brooks
IRN JWB01164
- CF1 Director (14 Nov 2006 to 17 Aug 2012)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.