Unity Trust Bank Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Unit

Senior staff personally approved by the FCA to hold their roles here.

Penny Linda Hogan
IRN PXH00495
- SMF3 Executive Director (since 25 Mar 2025)
- SMF2 Chief Finance (since 1 Jan 2024)
- [FCA CF] Significant management (5 Nov 2021 to 31 Dec 2023)
Rhidian Huw Brynmor Jones
IRN RHJ01021
- CF2 Non Executive Director (26 Mar 2004 to 23 Mar 2013)
Richard Jeremy France
IRN RJF01172
- CF2 Non Executive Director (6 Jul 2011 to 17 Nov 2014)
Richard Michael Wilcox
IRN RMW01155
- CF1 Director (13 Oct 2011 to 30 Jun 2015)
- CF3 Chief Executive (13 Oct 2011 to 30 Jun 2015)
Richard Thomas Goddard
IRN RTG01012
- CF2 Non Executive Director (19 Mar 2002 to 31 Mar 2011)
Robert Crow
IRN RXC01367
- CF2 Non Executive Director (6 Jun 2002 to 11 Jun 2010)
Robin Collett
IRN RXC43528
- [FCA CF] Significant management (1 Jul 2019 to 26 Mar 2024)
Roderick Alan Chamberlain
IRN RAC01238
- SMF14 Senior Independent Director (7 Mar 2016 to 8 Jun 2018)
- SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 8 Jun 2018)
- CF2 Non Executive Director (24 Mar 2013 to 6 Mar 2016)
Sandy Winthrop Chen
IRN SWC01044
- SMF11 Chair of the Audit Committee (since 1 Oct 2019)
- CF2 Non Executive Director (3 Nov 2015 to 6 Mar 2016)
Sharon Powell
IRN SXW01424
- CF2 Non Executive Director (1 Dec 2001 to 25 Oct 2013)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.