Unity Trust Bank Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Unit

Senior staff personally approved by the FCA to hold their roles here.

Sheila Paula Barbara MacDonald
IRN SPM01134
- CF2 Non Executive Director (11 Sep 2003 to 14 Jan 2006)
Stephen Gerald Watts
IRN SGW01042
- CF2 Non Executive Director (31 Jul 2010 to 9 Nov 2014)
Stephen Robert Tasker
IRN SRT01027
- CF2 Non Executive Director (1 Dec 2001 to 15 Dec 2015)
Steven Clarke
IRN SXC43489
- [FCA CF] Significant management (30 Oct 2018 to 31 May 2019)
Steven Tancred Roy Glover
IRN SXG01312
- CF2 Non Executive Director (30 Jul 2002 to 11 Jun 2010)
Susan Sternglass Noble
IRN SSN01007
- SMF12 Chair of the Remuneration Committee (since 4 Sep 2018)
Thomas Anderson
IRN TXA43507
- [FCA CF] Significant management (1 Jul 2018 to 1 Mar 2022)
Vernon George Hince
IRN VGH01004
- CF2 Non Executive Director (16 Nov 2001 to 18 Jan 2002)
William Hayes
IRN WXH01100
- CF2 Non Executive Director (30 Dec 2002 to 24 Aug 2015)
William James Morris
IRN WJM01056
- CF2 Non Executive Director (1 Dec 2001 to 17 Nov 2003)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.