Unity Trust Bank Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme, Unit

Senior staff personally approved by the FCA to hold their roles here.

Michael John Woodward
IRN MJW01204
- CF2 Non Executive Director (1 Dec 2001 to 1 Feb 2002)
Michael Osborne
IRN MXO01113
- CF28 Systems and controls (31 Jul 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (2 Feb 2011 to 3 Jun 2014)
- CF11 Money Laundering Reporting (2 Feb 2011 to 3 Jun 2014)
- CF1 Director (1 Dec 2001 to 31 Jul 2015)
Neil Hartley
IRN NXH01160
- CF10 Compliance Oversight (1 Dec 2001 to 27 Jun 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jun 2005)
- CF15 Internal Audit (1 Dec 2001 to 27 Jun 2005)
Nicola Louise Fenton
IRN NLF01014
- SMF2 Chief Finance (6 Feb 2018 to 14 Sep 2020)
Niki Barker
IRN NXB00040
- [FCA CF] Significant management (since 1 Oct 2024)
Paul Andrew Allton
IRN PAA01098
- CF2 Non Executive Director (12 Jun 2013 to 28 Mar 2014)
Paul Novak
IRN PXN00172
- Director of firm who is not a certification employee or a SMF manager (since 5 Mar 2025)
Paul Talbot
IRN PXT01330
- CF2 Non Executive Director (11 Jan 2006 to 31 Dec 2010)
Paul Thomas Noon
IRN PFN01005
- CF2 Non Executive Director (4 Dec 2012 to 22 May 2015)
Paul Trevor Gittins
IRN PTG01027
- SMF2 Chief Finance (18 Apr 2017 to 6 Feb 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.