Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (31 Jul 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (2 Feb 2011 to 3 Jun 2014)
- CF11 Money Laundering Reporting (2 Feb 2011 to 3 Jun 2014)
- CF1 Director (1 Dec 2001 to 31 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.