UniCredit S.p.A
- FRN
- 989193
- Date authorised
- 8 November 2023
- Companies House
- 00348170101
- Last scraped
- 5 days ago
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Piazza Gae Aulenti 3Tower AMilano20154ITALY- Phone
- +4402078261194
-
Complaints Contact
49th Floor22 BishopsgateLondonEC2N 4BQUNITED KINGDOM- Phone
- +4402078261194
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Matthew Roy
IRN MXR00211
- SMF16 Compliance Oversight (since 7 Nov 2023)
-
Naqui Syed Mohammed Mustafa Abbas
IRN MXA01187
- [FCA CF] Client dealing (15 Jul 2024 to 14 Feb 2025)
-
Ozgur Baykal
IRN OXB01077
- [FCA CF] Client dealing (since 15 Jul 2024)
-
Paul Simon Watson
IRN PSW01074
- [FCA CF] Client dealing (since 15 Jul 2024)
-
Peter Clarke
IRN PXC01412
- [FCA CF] Client dealing (since 15 Jul 2024)
-
Robert Glover
IRN RGG01030
- [FCA CF] Client dealing (since 1 Jan 2026)
-
Roxane Raibaut
IRN RXR00095
- [FCA CF] Client dealing (15 Jul 2024 to 5 Nov 2024)
-
Vitaly Simonenko
IRN VXS01156
- [FCA CF] Client dealing (since 1 Sep 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.