Peter Clarke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UniCredit S.p.A
FRN 989193
- [FCA CF] Client dealing (since 15 Jul 2024)
UniCredit Bank GmbH
FRN 989311
- [FCA CF] Client dealing (since 7 Nov 2023)
Channel Capital Advisors LLP (no longer approved here)
FRN 462037
- CF30 Customer (28 Sep 2015 to 21 Nov 2018)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (16 May 2008 to 31 Jan 2009)
- CF21 Investment Adviser (23 Jun 2003 to 12 Dec 2006)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (1 Nov 2007 to 14 Feb 2008)
- CF21 Investment Adviser (22 Dec 2006 to 31 Oct 2007)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF23 Corporate Finance Adviser (1 Dec 2001 to 21 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.