Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 1 Jan 2026)
    • [FCA CF] Client dealing (since 7 Nov 2023)
    • [FCA CF] Material risk taker (7 Nov 2023 to 1 Jan 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Jul 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.