UniCredit Bank GmbH

• Principal Place of Business

  Arabellastr. 12

  81925 München

  München

  Oberbayern

  81925

  GERMANY

  Phone

  +442078261194

• Complaints Contact

  49th Floor

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442078261194

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Bannister

  IRN JAB01226

  • [FCA CF] Client dealing (since 7 Nov 2023)
  • [FCA CF] Material risk taker (since 7 Nov 2023)
• James Ian George HEATH

  IRN JIH01018

  • [FCA CF] Client dealing (7 Nov 2023 to 30 Sep 2024)
• James Robert Buckle

  IRN JRB01219

  • [FCA CF] Client dealing (since 15 Feb 2024)
  • [FCA CF] Material risk taker (since 15 Feb 2024)
• Jansen Versfeld

  IRN JXV00146

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Nov 2023)
• Jerry Wattenberg

  IRN JXW01347

  • [FCA CF] Client dealing (7 Nov 2023 to 24 Jul 2025)
• John Holmes

  IRN JXH00038

  • [FCA CF] Client dealing (since 7 Nov 2023)
• Julien Fron

  IRN JXF01489

  • [FCA CF] Client dealing (since 7 Nov 2023)
• Justin Powell

  IRN JXP01374

  • [FCA CF] Client dealing (since 7 Nov 2023)
• Karen Louise James

  IRN KLT01005

  • [FCA CF] Material risk taker (since 1 Jan 2026)
• Kin Man Pang

  IRN KMP01031

  • [FCA CF] Client dealing (7 Nov 2023 to 30 Dec 2024)

No changes recorded yet.