UniCredit Bank GmbH

• Principal Place of Business

  Arabellastr. 12

  81925 München

  München

  Oberbayern

  81925

  GERMANY

  Phone

  +442078261194

• Complaints Contact

  49th Floor

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442078261194

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Markus Georg Kiefer

  IRN MGK01038

  • [FCA CF] Client dealing (7 Nov 2023 to 31 Dec 2025)
• Matthew Roy

  IRN MXR00211

  • SMF16 Compliance Oversight (since 7 Nov 2023)
  • [FCA CF] Material risk taker (since 7 Nov 2023)
• Michael Summerhayes

  IRN MJS01369

  • [FCA CF] Material risk taker (since 1 Jan 2026)
  • [FCA CF] Client dealing (1 Jan 2025 to 31 Dec 2025)
• Mousoumi Dey

  IRN DXM01742

  • [FCA CF] Client dealing (7 Nov 2023 to 7 Feb 2025)
• Naqui Syed Mohammed Mustafa Abbas

  IRN MXA01187

  • [FCA CF] Client dealing (7 Nov 2023 to 14 Feb 2025)
• Natalie Groh

  IRN SNG01031

  • [FCA CF] Client dealing (7 Nov 2023 to 5 Nov 2024)
• Ozgur Baykal

  IRN OXB01077

  • [FCA CF] Client dealing (since 7 Nov 2023)
• Paul Simon Watson

  IRN PSW01074

  • [FCA CF] Client dealing (since 7 Nov 2023)
• Peter Clarke

  IRN PXC01412

  • [FCA CF] Client dealing (since 7 Nov 2023)
• Richard Graham Williams

  IRN GXW01702

  • SMF19 Head of Overseas Branch/Head of Overseas (since 7 Nov 2023)
  • [FCA CF] Material risk taker (since 7 Nov 2023)
  • SMF3 Executive Director (7 Nov 2023 to 9 Jul 2024)

No changes recorded yet.