James Robert Buckle

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UniCredit Bank GmbH

    FRN 989311

    • [FCA CF] Material risk taker (since 15 Feb 2024)
    • [FCA CF] Client dealing (since 15 Feb 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (19 Jun 2020 to 16 Aug 2020)
    • [FCA CF] Client dealing (6 Dec 2016 to 16 Aug 2020)
    • CF30 Customer (14 Jul 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (19 Jun 2020 to 16 Aug 2020)
    • [FCA CF] Client dealing (6 Dec 2016 to 28 Jul 2020)
    • CF30 Customer (14 Jul 2011 to 6 Mar 2016)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (1 Nov 2007 to 15 May 2009)
    • CF21 Investment Adviser (10 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.