Ucapital Asset Management LLP

Date authorised
1 April 2013
Companies House
OC333807
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beaumont Business Centre
    80 Coleman Street
    London
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +4402076538888
    Web
    https://ucapital-am.com

  • Complaints Contact

    Beaumont Business Centre
    80 Coleman Street
    London
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +442076538888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniele Bernardi

    IRN DXB06533

    • CF1 Director (AR) (26 Sep 2018 to 9 Sep 2020)
  • Darren Stacey

    IRN DXS01595

    • [FCA CF] Client dealing (26 Aug 2024 to 2 Jan 2026)
  • Davide Banchini

    IRN DXB02267

    • CF30 Customer (19 Nov 2013 to 21 Sep 2015)
  • Davide Cottarelli

    IRN DXC02292

    • CF1 Director (AR) (20 Feb 2015 to 11 Apr 2016)
    • CF3 Chief Executive (AR) (20 Feb 2015 to 11 Apr 2016)
    • CF30 Customer (20 Feb 2015 to 11 Apr 2016)
  • Eduardo Massimo Maria Pellegatta

    IRN EXP00318

    • [FCA CF] Client dealing (since 17 Dec 2025)
  • Edward Oliver Davies

    IRN EOD01003

    • [FCA CF] Client dealing (since 22 Nov 2023)
  • Emanuele Rigo

    IRN EXR01253

    • SMF1 Chief Executive (6 Oct 2022 to 17 Jul 2024)
    • SMF27 Partner (6 May 2021 to 4 Dec 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2024)
    • CF11 Money Laundering Reporting (27 Jun 2019 to 8 Dec 2019)
    • CF1 Director (AR) (11 May 2018 to 31 Aug 2022)
    • CF30 Customer (18 Feb 2013 to 31 Aug 2022)
  • Enrico Biffis

    IRN EXB01504

    • CF30 Customer (12 Jul 2012 to 5 Sep 2013)
    • CF4 Partner (AR) (9 Jul 2012 to 26 Jul 2012)
  • Enrico Danieletto

    IRN DXE01151

    • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
    • 22. Designing scripted questions for execution-only sales of equity release transactions
    • 3. Giving personal recommendations on derivatives
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 10. Broker fund adviser
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 24 May 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2021)
    • CF11 Money Laundering Reporting (12 Feb 2008 to 6 Jul 2015)
    • CF10 Compliance Oversight (12 Feb 2008 to 6 Jul 2015)
    • CF4 Partner (12 Feb 2008 to 8 Dec 2019)
    • CF30 Customer (12 Feb 2008 to 8 Dec 2019)
    • CF3 Chief Executive (12 Feb 2008 to 8 Dec 2019)
  • Enrico Malverti

    IRN EXM01641

    • CF30 Customer (11 May 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.