Enrico Danieletto

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ucapital Asset Management LLP

    FRN 477155

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 10. Broker fund adviser
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 22. Designing scripted questions for execution-only sales of equity release transactions
    • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 24 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Jun 2021)
    • CF10 Compliance Oversight (12 Feb 2008 to 6 Jul 2015)
    • CF30 Customer (12 Feb 2008 to 8 Dec 2019)
    • CF3 Chief Executive (12 Feb 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Feb 2008 to 6 Jul 2015)
    • CF4 Partner (12 Feb 2008 to 8 Dec 2019)
  • FS First Solutions Limited (no longer approved here)

    FRN 653913

    • CF2 Non Executive Director (29 Jul 2015 to 11 Feb 2016)
    • CF10 Compliance Oversight (27 Feb 2015 to 29 Jul 2015)
    • CF11 Money Laundering Reporting (27 Feb 2015 to 29 Jul 2015)
  • Envent Capital Markets Limited (no longer approved here)

    FRN 651385

    • CF2 Non Executive Director (21 Jul 2015 to 31 May 2019)
  • Tendercapital Limited (no longer approved here)

    FRN 540893

    • CF30 Customer (22 Jul 2011 to 31 Dec 2012)
    • CF1 Director (22 Jul 2011 to 31 Dec 2012)
    • CF10 Compliance Oversight (22 Jul 2011 to 31 Dec 2012)
    • CF11 Money Laundering Reporting (22 Jul 2011 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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