UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jamie William Lewin

  IRN JWL01026

  • [FCA CF] Material risk taker (11 Jul 2022 to 15 Aug 2023)
• Jana Tumova Benesova

  IRN JXB01382

  • CF27 Investment Management (1 Dec 2001 to 16 May 2005)
• Janine Lacerda Vanzetta

  IRN JLV01012

  • CF30 Customer (4 Nov 2008 to 26 Mar 2010)
• Jason Stuart Edel

  IRN JXE00136

  • [FCA CF] Significant management (9 Dec 2019 to 2 Nov 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 2 Nov 2023)
• Javier Dario Matallana

  IRN JDM01159

  • CF30 Customer (5 May 2011 to 2 Jan 2014)
• Jayant Bhutani

  IRN JXB01494

  • CF27 Investment Management (16 Nov 2005 to 2 Mar 2007)
• Jayde Lauren Whiteman

  IRN JLW01146

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2022)
  • CF30 Customer (8 Jul 2014 to 8 Dec 2019)
• Jean-Christophe Adolphe Henri Perrig

  IRN JXP01274

  • CF3 Chief Executive (29 Jul 2008 to 31 Jul 2009)
  • CF8 Apportionment and Oversight (29 Jul 2008 to 21 Jan 2009)
  • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
  • CF1 Director (21 May 2007 to 31 Jul 2009)
  • CF21 Investment Adviser (23 May 2006 to 31 Oct 2007)
• Jeffrey David Currington

  IRN JDC01069

  • CF27 Investment Management (27 Sep 2005 to 6 Jul 2007)
• Jeffrey James Griffiths

  IRN JJG01081

  • CF30 Customer (4 Mar 2014 to 12 Feb 2016)

• Credit Suisse Property Investment Management Ltd (no longer appointed)

  FRN 419903 · Appointed 14 Jan 2005 · Until 1 Nov 2010

No changes recorded yet.