Jamie William Lewin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS Asset Management (UK) Ltd
FRN 119319
- [FCA CF] Client dealing (since 17 Feb 2025)
- [FCA CF] Material risk taker (since 17 Feb 2025)
- [FCA CF] Manager of certification employee (since 17 Feb 2025)
- CF30 Customer (1 Nov 2007 to 23 Nov 2007)
- CF27 Investment Management (23 Dec 2005 to 31 Oct 2007)
- CF21 Investment Adviser (23 Dec 2005 to 31 Oct 2007)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- [FCA CF] Material risk taker (11 Jul 2022 to 15 Aug 2023)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF1 Director (26 Mar 2012 to 15 Mar 2013)
- CF30 Customer (25 Jan 2008 to 16 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.