UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham Adrian Duce

  IRN GAD00008

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF27 Investment Management (20 Mar 2007 to 31 Oct 2007)
• Graham Ashby

  IRN GJA01022

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF27 Investment Management (1 Oct 2007 to 31 Oct 2007)
• Gregg Charles Bridger

  IRN GCB01047

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF27 Investment Management (9 Jul 2007 to 31 Oct 2007)
  • CF26 Customer Trading (14 May 2003 to 31 Oct 2003)
• Gui Dominic Laszlo Kiralyfi

  IRN GDK01024

  • CF30 Customer (2 Sep 2013 to 24 May 2017)
• Guy Bruce Stern

  IRN GBS01031

  • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
  • CF27 Investment Management (18 Aug 2006 to 31 Oct 2007)
• Hamza Lemssouguer

  IRN MHL01046

  • [FCA CF] Significant management (13 Jan 2021 to 25 Jun 2021)
  • [FCA CF] Client dealing (13 Jan 2021 to 25 Jun 2021)
  • [FCA CF] Material risk taker (1 Jan 2021 to 25 Jun 2021)
• Harjeet Singh Heer

  IRN HSH01020

  • CF27 Investment Management (1 Dec 2001 to 31 Aug 2007)
• Hector Antonio Gonzalez Melendez

  IRN HAG01019

  • CF30 Customer (2 Feb 2015 to 15 Nov 2018)
• Henry Clive Watson

  IRN HCW01036

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2023)
  • CF30 Customer (2 Sep 2013 to 8 Dec 2019)
• Himanshu Lukha

  IRN HPL01006

  • CF30 Customer (1 Nov 2007 to 24 May 2008)
  • CF27 Investment Management (14 Aug 2006 to 31 Oct 2007)

• Credit Suisse Property Investment Management Ltd (no longer appointed)

  FRN 419903 · Appointed 14 Jan 2005 · Until 1 Nov 2010

No changes recorded yet.