Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Material risk taker (since 19 Jan 2024)
- [FCA CF] Client dealing (since 14 Feb 2023)
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- CF30 Customer (27 May 2010 to 29 Sep 2017)
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- CF30 Customer (25 Feb 2010 to 19 Apr 2010)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF27 Investment Management (9 Jul 2007 to 31 Oct 2007)
- CF26 Customer Trading (14 May 2003 to 31 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.